Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Charles? Claim Your ProfileCharles Dray is a financial advisor with Avantax Advisory Services. Charles has been in the financial services industry since 1994. Charles has a Series 7, Series 63, Series 65, and Series 6TO license. Charles provides financial planning, portfolio management for individuals and businesses, pension consulting, educational seminars, and selection of other advisors. Charles also offers insurance products through Avantax Insurance Agency.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Solicitor referral services to third-party investment managers; participant enrollment meetings
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Solicitor fees
1
2
FL
05/18/2024 - Present
Avantax Advisory Services (Lutz FL)
NY
04/04/1995 - 06/13/1995
HD BROUS & CO., INC. (GREAT NECK NY)
FL
10/17/1994 - 04/04/1995
SOUTHERN CAPITAL SECURITIES, INC. (TAMPA FL)
NA
05/17/1994 - 09/21/1994
J. GREGORY & COMPANY, INC.
NY
08/30/1994 - 09/16/1994
VTR CAPITAL, INC. (NEW YORK NY)
IA
Issued 03/15/2024
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/28/2024
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/15/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 02/01/2023
SIE - Securities Industry Essentials Examination
BC
Issued 05/16/1994
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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