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Charles Martin Weinstein

THE Leaders Group, Inc.

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About Charles Martin Weinstein

Charles Weinstein is a financial professional with over 30 years of experience in the financial services industry. Charles is currently registered with The Leaders Group, Inc. and is licensed to provide securities and investment advisory services in California, New York, and Washington. Charles previously worked with LPL Financial LLC, NYLIFE Securities LLC, MetLife Securities Inc., Metropolitan Life Insurance Company, MONY Securities Corporation, John Hancock Distributors, Inc., John Hancock Mutual Life Insurance Company, Allmerica Investments, Inc., EquiCo Securities, Inc., and The Equitable Life Assurance Society of the United States.

Firm Information

Charles Weinstein is currently registered with THE Leaders Group, Inc.. THE Leaders Group, Inc. is a Corporation registered in 52 states and the District of Columbia, with an approved SEC registration. Formed on July 14, 1994, the firm has a history of providing financial services.

Not reported

Assets Under Management

Not reported

Total Clients

854

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Charles Weinstein’s Registration & Firm History

CO

04/05/2016 - Present

THE Leaders Group, Inc. (LITTLETON CO)

NY

10/24/2014 - 07/24/2015

LPL FINANCIAL LLC (MELVILLE NY)

NY

06/13/2011 - 05/06/2013

NYLIFE SECURITIES LLC (MELVILLE NY)

NY

11/30/2005 - 07/26/2010

METLIFE SECURITIES INC. (MELVILLE NY)

NY

11/30/2005 - 07/09/2007

METROPOLITAN LIFE INSURANCE COMPANY (MELVILLE NY)

MA

12/12/2002 - 04/02/2003

METLIFE SECURITIES INC. (SPRINGFIELD MA)

NY

12/12/2002 - 04/02/2003

METROPOLITAN LIFE INSURANCE COMPANY (NEW YORK NY)

NY

01/30/1997 - 10/05/2001

MONY SECURITIES CORPORATION (NEW YORK NY)

MA

04/03/1995 - 01/14/1997

JOHN HANCOCK DISTRIBUTORS, INC. (BOSTON MA)

MA

04/03/1995 - 01/14/1997

JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY (BOSTON MA)

MA

01/03/1989 - 03/16/1995

ALLMERICA INVESTMENTS, INC. (WORCESTER MA)

NA

05/23/1984 - 01/30/1989

EQUICO SECURITIES, INC.

NA

05/23/1984 - 01/30/1989

THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES

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Licenses & Designations

BC

Issued 12/19/2005

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 12/14/2006

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 07/05/2006

Series 7 - General Securities Representative Examination

BC

Issued 11/29/2005

Series 6 - Investment Company Products/Variable Contracts Representative Examination

BC

Issued 06/23/1988

Series 22 - Direct Participation Programs Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Charles Martin Weinstein. Review regulatory record here.
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