Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Charles? Claim Your ProfileCharles Riharb is a financial advisor with Planmember Securities Corp. Charles has over 30 years of experience in the financial services industry. Charles has a wide range of experience including financial planning, pension consulting and investment management. Charles is registered with the Financial Industry Regulatory Authority (FINRA) and holds Series 7, 24, 26, 63, 65 and SIE licenses. Charles is also registered as an Investment Advisor Representative (IAR) in California. Charles is committed to providing clients with personalized financial advice to help them meet their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Provides investment supervisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
07/01/2002 - Present
Planmember Securities Corp. (CARPINTERIA CA)
MA
01/04/1988 - 03/08/1990
ASSOCIATED PLANNERS SECURITIES CORPORATION (BOSTON MA)
NA
10/22/1987 - 01/22/1988
AMERICAN EXPRESS FINANCIAL ADVISORS INC.
IA
Issued 12/15/2015
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/12/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/03/2016
Series 24 - General Securities Principal Examination
BC
Issued 03/19/1996
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 01/02/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/17/1987
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Charles Riharb is the right advisor for you? Invested Better is here to help.
