Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Charles? Claim Your ProfileCharles Miller is a financial professional with over 20 years of experience in the industry. Charles currently works with Stonehaven, LLC and is registered in Indiana. Charles has held previous positions with firms like TIGRESS FINANCIAL PARTNERS, LLC, BA SECURITIES, LLC and WILLIAM BLAIR & COMPANY L.L.C. Charles holds FINRA Series 3, 7, 63 and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
12/20/2022 - Present
Stonehaven, LLC (NEW YORK NY)
NY
03/05/2014 - 12/14/2022
TIGRESS FINANCIAL PARTNERS, LLC (NEW YORK NY)
PA
04/30/2013 - 02/07/2014
BA SECURITIES, LLC (W. CONSHOHOCKEN PA)
CA
12/14/2010 - 04/12/2011
R.W. TOWT & ASSOCIATES (SAN DIEGO CA)
IL
04/03/2006 - 12/11/2008
WILLIAM BLAIR & COMPANY L.L.C. (CHICAGO IL)
NY
04/28/2004 - 03/14/2006
CREDIT SUISSE ASSET MANAGEMENT SECURITIES, INC. (NEW YORK NY)
NA
06/05/1984 - 05/01/1991
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BC
Issued 07/01/2004
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 09/16/1996
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/27/2004
Series 7 - General Securities Representative Examination
BC
Issued 06/02/1994
Series 3 - National Commodity Futures Examination
Active
Inactive
F
FINRA
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