Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Charles? Claim Your ProfileCharles Lyon is a financial professional with over 20 years of experience in the industry. He is currently registered with Stonex Securities Inc. and Stonex Financial Inc. Charles has a broad range of experience in the financial services industry, including securities trading, investment advisory services, and operations management. He holds a number of professional licenses and certifications, including Series 3, 7, 24, 55, 57TO, 63, 65, 99TO, and SIE. Charles is dedicated to providing his clients with personalized financial advice and services that meet their individual needs.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
FL
07/29/2016 - Present
Stonex Securities Inc. (WINTER PARK FL)
UT
09/07/2019 - 12/18/2019
INTL FILLMORE ADVISORS LLC (PARK CITY UT)
FL
01/17/2019 - 05/01/2019
INTL FCSTONE CREDIT TRADING LLC (WINTER PARK FL)
FL
07/29/2016 - 07/05/2018
INTL CUSTODY & CLEARING SOLUTIONS INC. (WINTER PARK FL)
FL
07/29/2016 - 07/12/2017
STERNE, AGEE & LEACH, INC. (WINTER PARK FL)
FL
01/08/2001 - 11/01/2001
INTERNATIONAL ASSETS ADVISORY CORPORATION (ORLANDO FL)
FL
09/07/1999 - 10/03/2000
INTERNATIONAL ASSETS ADVISORY CORPORATION (ORLANDO FL)
IA
Issued 03/03/2000
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/29/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/15/2004
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 02/28/2022
Series 3 - National Commodity Futures Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/29/2001
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 09/03/1999
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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