Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Charles? Claim Your ProfileCharles Willoughby is an experienced financial advisor with over 30 years in the industry. Charles is currently registered with Janney Montgomery Scott LLC, and has previously been registered with J.J.B. HILLIARD, W.L. LYONS, LLC, CAPWEALTH INVESTMENT SERVICES, LLC, NBC SECURITIES, INC., and CAPTRUST FINANCIAL ADVISORS, LLC. Charles is a licensed investment advisor representative in Tennessee and Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fee plus commission
1
2
TN
06/18/2019 - Present
Janney Montgomery Scott LLC (Franklin TN)
TN
04/15/2015 - 07/05/2019
J.J.B. HILLIARD, W.L. LYONS, LLC (Nashville TN)
TN
12/22/2009 - 04/15/2015
CAPWEALTH INVESTMENT SERVICES, LLC (FRANKLIN TN)
TN
05/31/2002 - 12/22/2009
NBC SECURITIES, INC. (FRANKLIN TN)
NC
06/23/2000 - 06/06/2002
CAPTRUST FINANCIAL ADVISORS, LLC (CHARLOTTE NC)
KY
04/20/1993 - 06/27/2000
J.J.B. HILLIARD, W.L. LYONS, INC. (LOUISVILLE KY)
IA
Issued 11/15/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/30/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/08/2001
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/04/2001
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/19/1993
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
N
New York Stock Exchange
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