Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Charles? Claim Your ProfileCharles Marc Shalmi is a financial professional with over 37 years of experience in the industry. Charles is currently registered with Oppenheimer & Co. Inc. and has been with the firm since 2003. Charles previously worked for Advest, Inc. and David Lerner Associates, Inc. Charles has a broad range of experience and holds several licenses and certifications including Series 6, 7, 24, 63, 65, and 66. Charles is able to provide investment advice to individuals, businesses, trusts, and retirement plans.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
1
2
FL
06/13/2018 - Present
Oppenheimer & Co. Inc. (BOCA RATON FL)
CT
05/05/2000 - 07/16/2003
ADVEST, INC. (HARTFORD CT)
NY
11/16/1984 - 05/25/2000
DAVID LERNER ASSOCIATES, INC. (SYOSSET NY)
BOTH
Issued 01/31/2018
Series 66 - Uniform Combined State Law Examination
IA
Issued 05/04/2001
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/21/1984
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/19/1991
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/20/1985
Series 7 - General Securities Representative Examination
BC
Issued 11/15/1984
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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