Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Charles? Claim Your ProfileCharles Mann is a financial advisor with over 40 years of experience in the industry. Charles has a wide range of experience in the industry, working with firms like Pacific Financial Associates, Inc., NPB Financial Group, LLC and most recently with Independent Financial Group, LLC and Professional Financial Advisors Inc. Charles holds a variety of licenses and registrations, including Series 7, 24, 51, 63, 65, and 9/10. Charles currently works with Independent Financial Group, LLC and Professional Financial Advisors Inc, and has a strong track record of providing financial advice to a variety of clients, including individuals, businesses, and retirement plans.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
CA
07/15/2022 - Present
Independent Financial Group, LLC (San Juan Capistrano CA)
CA
03/07/2016 - 07/15/2022
NPB FINANCIAL GROUP, LLC (San Juan Capistrano CA)
CA
09/09/2014 - 03/17/2016
PACIFIC FINANCIAL ASSOCIATES, INC. (SAN JUAN CAPISTRANO CA)
CA
08/08/1989 - 05/28/2014
PACIFIC FINANCIAL ASSOCIATES, INC. (SAN JUAN CAPISTRANO CA)
MA
02/06/1984 - 09/11/1989
ASSOCIATED PLANNERS SECURITIES CORPORATION (BOSTON MA)
NA
07/19/1983 - 01/30/1984
FINANCIAL NETWORK INVESTMENT CORPORATION
NA
10/31/1981 - 09/21/1983
FSC SECURITIES CORPORATION
IA
Issued 11/30/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/02/1984
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 02/26/2003
Series 51 - Municipal Fund Securities Principal Examination
BC
Issued 02/18/1995
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 12/21/1988
Series 27 - Financial and Operations Principal Examination
BC
Issued 04/23/1984
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/17/1981
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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