Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Charles? Claim Your ProfileCharles Macdonald Kerr is a financial advisor with Cambridge Investment Research Advisors, Inc. Charles has over 20 years of experience in the financial services industry and holds the Series 6, 7, 24, 62, and 63 licenses. Charles has also passed the SIE and Series 65 exams. Charles is a registered representative in Colorado, North Carolina, and Texas. Charles also provides advisory services in Colorado, North Carolina, and Texas. Charles is committed to helping clients reach their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Solicitation fees from 3rd party money managers
1
2
CO
01/02/2018 - Present
Cambridge Investment Research Advisors, Inc. (Denver CO)
CO
07/12/2011 - 01/07/2013
LPL FINANCIAL LLC (GOLDEN CO)
CO
01/09/2009 - 07/13/2011
ALLSTATE FINANCIAL SERVICES, LLC (DENVER CO)
CO
11/06/2008 - 01/30/2009
ROYAL ALLIANCE ASSOCIATES, INC. (DENVER CO)
CO
12/16/2003 - 03/12/2007
FIDELITY BROKERAGE SERVICES LLC (LONE TREE CO)
MA
06/10/2002 - 04/08/2003
SIGNATOR INVESTORS, INC. (BOSTON MA)
NY
11/03/1997 - 03/13/2002
NYLIFE SECURITIES INC. (NEW YORK NY)
NE
01/24/1996 - 10/23/1997
MUTUAL OF OMAHA INVESTOR SERVICES, INC. (OMAHA NE)
IA
Issued 09/10/2010
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/22/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/24/2002
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 62 - Corporate Securities Limited Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/11/2000
Series 7 - General Securities Representative Examination
BC
Issued 01/23/1996
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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