Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Charles? Claim Your ProfileCharles Zeigler is a financial professional with over 20 years of experience in the industry. Charles is currently a Registered Representative at UBS Financial Services Inc., where he serves a diverse clientele, including individuals, families, businesses and institutional clients. Charles holds the Series 7, 31, and 66 licenses as well as the SIE designation. He has also been actively registered as a securities representative in the state of Connecticut since 2001. Charles offers a wide range of financial services, including financial planning, investment management, and retirement planning.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
CT
01/16/2001 - Present
UBS Financial Services Inc. (GREENWICH CT)
BOTH
Issued 01/31/2001
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/10/2003
Series 31 - Futures Managed Funds Examination
BC
Issued 01/12/2001
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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