Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Charles? Claim Your ProfileCharles Parker is an experienced financial advisor who has been working in the industry since 1977. Charles holds Series 63, 82TO, SIE, 31, PC and 7 licenses. Charles has worked at Register Financial Advisors, LLC since 2016. Charles provides financial planning, pension consulting, selection of other advisers, portfolio management for businesses and individuals. Previously, Charles was registered with Morgan Stanley, Morgan Stanley & Co. Incorporated, Wachovia Securities, LLC, The Robinson-Humphrey Company, LLC, Oppenheimer & Co., Inc., Wheat, First Securities, Inc., Marshall & Co. Securities, Inc., Thomson McKinnon Securities Inc., A.G. Becker Paribas Incorporated, Bear, Stearns & Co., Merrill Lynch, Pierce, Fenner & Smith Incorporated and Merrill Lynch, Pierce, Fenner & Smith, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
GA
04/21/2016 - Present
Register Financial Advisors, LLC (ATLANTA GA)
GA
06/01/2009 - 04/08/2016
MORGAN STANLEY (ATLANTA GA)
GA
07/13/2007 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (ATLANTA GA)
GA
01/05/2001 - 07/23/2007
WACHOVIA SECURITIES, LLC (ATLANTA GA)
GA
10/02/1990 - 01/16/2001
THE ROBINSON-HUMPHREY COMPANY, LLC (ATLANTA GA)
NY
07/28/1989 - 10/10/1990
OPPENHEIMER & CO., INC. (NEW YORK NY)
NC
03/31/1989 - 08/05/1989
WHEAT, FIRST SECURITIES, INC. (CHARLOTTE NC)
NA
11/18/1987 - 04/19/1989
MARSHALL & CO. SECURITIES, INC.
NA
08/30/1984 - 11/30/1987
THOMSON MCKINNON SECURITIES INC.
NA
05/21/1984 - 09/28/1984
A.G. BECKER PARIBAS INCORPORATED
NA
01/30/1981 - 05/07/1984
BEAR, STEARNS & CO.
NA
09/26/1978 - 03/02/1981
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
NA
02/01/1977 - 09/26/1978
MERRILL LYNCH, PIERCE, FENNER & SMITH, INC.
BC
Issued 12/19/1979
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 82TO - Limited Representative-Private Securities Offerings
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/30/2003
Series 31 - Futures Managed Funds Examination
BC
Issued 10/24/1990
PC - AMEX Put and Call Exam
BC
Issued 01/15/1977
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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