Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Charles? Claim Your ProfileCharles Hertel is an investment advisor representative at Edward Jones, a firm with over 824 billion dollars in regulatory assets under management. Charles has been in the industry since 1986 and has held multiple licenses and registrations throughout their career. Charles provides financial planning, pension consulting, and selection of other advisors. Charles also manages portfolios for businesses and individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
OH
01/04/2019 - Present
Edward Jones (CINCINNATI OH)
NA
07/09/1992 - 06/30/1995
FINANCIAL HORIZONS SECURITIES CORPORATION
DE
02/05/1992 - 07/14/1992
PML SECURITIES COMPANY (NEWARK DE)
CA
08/18/1987 - 02/11/1992
TRAVELERS EQUITIES SALES, INC. (EL SEGUNDO CA)
NA
02/02/1987 - 07/20/1987
SHERWOOD CAPITAL, INC.
NA
08/21/1986 - 02/02/1987
FIRST JERSEY SECURITIES, INC.
IA
Issued 08/30/2006
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/05/1987
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/16/1986
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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