Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Charles? Claim Your ProfileCharles Lynn Simon is a financial advisor who has been working in the industry since 1969. Charles is currently registered with Janney Montgomery Scott LLC and has been with the firm since 2005. Previously, Charles was with PARKER/HUNTER INCORPORATED. Charles holds the Series 4, 7TO, 9, 10, 24, 40, 53 and 63 licenses. Charles is active in a variety of states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fee plus commission
1
2
PA
11/19/2012 - Present
Janney Montgomery Scott LLC (NEW CASTLE PA)
PA
01/05/1977 - 06/25/2005
PARKER/HUNTER INCORPORATED (PITTSBURGH PA)
NA
12/18/1969 - 01/05/1977
PARKER/HUNTER INCORPORATED
BC
Issued 11/22/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 53 - Municipal Securities Principal Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2023
Series 24 - General Securities Principal Examination
BC
Issued 07/29/1983
Series 4 - Registered Options Principal Examination
BC
Issued 09/22/1975
Series 40 - Registered Principal Examination
BC
Issued 01/02/2023
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/21/1968
Series 000 - General Securities Principal Examination
BC
Issued 04/10/1968
Series 1 - Registered Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
N
New York Stock Exchange
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