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Charles Lynn Kasper

Northwestern Mutual Investment Services, LLC

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About Charles Lynn Kasper

Charles Kasper has been a financial professional since February 17, 2000. Charles is currently registered with Northwestern Mutual Investment Services, LLC in Danville, Illinois. Charles has been a registered representative of the firm since February 18, 2000. Prior to joining Northwestern Mutual Investment Services, LLC, Charles was registered with Robert W. Baird & Co. Incorporated in Milwaukee, Wisconsin from February 18, 2000 to January 1, 2002. Charles has passed the Securities Industry Essentials Examination, the Investment Company Products/Variable Contracts Representative Examination and the Uniform Securities Agent State Law Examination. Charles holds active registrations in Colorado, Illinois, Indiana, Minnesota, North Dakota, and Utah.

Firm Information

Charles Kasper is currently registered with Northwestern Mutual Investment Services, LLC. Northwestern Mutual Investment Services, LLC is a Limited Liability Company formed in June 1998. Headquartered in Milwaukee, Wisconsin, the firm provides investment research and referrals to other advisors. They are registered with the SEC and in all 50 states. The firm has over 2,000 licensed agents, investment advisor representatives, and registered representatives.
Northwestern Mutual Investment Services, LLC

720 EAST WISCONSIN AVENUE

MILWAUKEE, WI 53202-4797

Not reported

Assets Under Management

1

Total Clients

10,224

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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investment research; referrals to other advisers

Investment research; referrals to other advisers

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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other

Referral fees

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Charles Kasper’s Registration & Firm History

IL

02/18/2000 - Present

Northwestern Mutual Investment Services, LLC (DANVILLE IL)

WI

02/18/2000 - 01/01/2002

ROBERT W. BAIRD & CO. INCORPORATED (MILWAUKEE WI)

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Licenses & Designations

BC

Issued 04/03/2001

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 02/17/2000

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Charles Lynn Kasper. Review regulatory record here.
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