Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Charles? Claim Your ProfileCharles Luke Phillips is a financial professional with over 10 years of experience in the industry. Charles is registered with Park Avenue Securities LLC and has a Series 6 license, a Series 63 license and the SIE exam. Prior to joining Park Avenue Securities LLC, Charles worked with MML Investors Services, LLC. Charles is also registered to provide investment advice in 16 states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
OK
03/21/2018 - Present
Park Avenue Securities LLC (TULSA OK)
OK
08/20/2015 - 07/18/2016
MML INVESTORS SERVICES, LLC (Tulsa OK)
BC
Issued 12/09/2019
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/20/2015
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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