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Charles Lowell Dotson

Northwestern Mutual Investment Services, LLC

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About Charles Lowell Dotson

Charles Lowell Dotson is a financial advisor who has been in the industry since 1990. Charles Lowell Dotson is currently registered with Northwestern Mutual Investment Services, LLC. Charles Lowell Dotson is a registered representative of Northwestern Mutual Investment Services, LLC and an investment advisor representative of Northwestern Mutual Investment Services, LLC. Charles Lowell Dotson has experience at Robert W. Baird & Co. Incorporated. Charles Lowell Dotson is registered with the following securities regulators: FINRA, and 24 state securities regulators. Charles Lowell Dotson holds the following licenses: Series 7, Series 6, Series 63, Series 65, and SIE. Charles Lowell Dotson is located in Charlotte, NC.

Firm Information

Charles Dotson is currently registered with Northwestern Mutual Investment Services, LLC. Northwestern Mutual Investment Services, LLC is a Limited Liability Company formed in June 1998. Headquartered in Milwaukee, Wisconsin, the firm provides investment research and referrals to other advisors. They are registered with the SEC and in all 50 states. The firm has over 2,000 licensed agents, investment advisor representatives, and registered representatives.
Northwestern Mutual Investment Services, LLC

720 EAST WISCONSIN AVENUE

MILWAUKEE, WI 53202-4797

Not reported

Assets Under Management

1

Total Clients

10,224

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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investment research; referrals to other advisers

Investment research; referrals to other advisers

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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other

Referral fees

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Charles Dotson’s Registration & Firm History

NC

11/23/1990 - Present

Northwestern Mutual Investment Services, LLC (CHARLOTTE NC)

WI

03/03/1994 - 01/01/2002

ROBERT W. BAIRD & CO. INCORPORATED (MILWAUKEE WI)

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Licenses & Designations

IA

Issued 12/07/1999

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 04/22/1994

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 09/25/2006

Series 7 - General Securities Representative Examination

BC

Issued 11/21/1990

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Charles Lowell Dotson.
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