Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Charles? Claim Your ProfileCharles Louis Maines is a financial professional with over 15 years of experience in the industry. Charles is currently registered with Ameritas Investment Company, LLC in Ohio. Charles has held previous registrations with TOUCHSTONE SECURITIES, INC., CAPITAL ANALYSTS, INCORPORATED, OHIO NATIONAL EQUITIES, INC., and THE O.N. EQUITY SALES COMPANY. Charles has passed the Series 6, Series 63, Series 6TO, and SIE exams.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
OH
12/16/2019 - Present
Ameritas Investment Company, LLC (CINCINNATI OH)
OH
05/24/2012 - 11/17/2015
TOUCHSTONE SECURITIES, INC. (CINCINNATI OH)
OH
03/25/2009 - 05/22/2012
CAPITAL ANALYSTS, INCORPORATED (CINCINNATI OH)
OH
06/14/2007 - 04/17/2008
OHIO NATIONAL EQUITIES, INC. (CINCINNATI OH)
OH
09/02/2002 - 06/14/2007
THE O.N. EQUITY SALES COMPANY (CINCINNATI OH)
BC
Issued 05/13/2014
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
SIE - Securities Industry Essentials Examination
BC
Issued 12/16/2019
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 08/30/2002
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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