Unclaimed
Charles Louis Cox is a registered investment advisor representative with Capital Investment Advisory Services, LLC. Charles has been in the financial services industry since 2014 and has worked for both Morgan Stanley and Fidelity Brokerage Services LLC before joining Capital Investment Advisory Services, LLC. Charles specializes in providing financial planning, pension consulting, and portfolio management for both businesses and individuals. Charles is licensed to provide investment advice in North Carolina and is active in both the Broker-Dealer and Investment Advisor fields. Charles's firm manages over $1.9 Billion in assets under management.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
NC
10/06/2020 - Present
Capital Investment Advisory Services, LLC (FAYETTEVILLE NC)
NC
07/10/2015 - 10/12/2018
MORGAN STANLEY (RALEIGH NC)
NC
09/17/2014 - 06/16/2015
FIDELITY BROKERAGE SERVICES LLC (DURHAM NC)
BOTH
Issued 08/08/2017
Series 66 - Uniform Combined State Law Examination
BC
Issued 12/05/2014
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/17/2014
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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