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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Charles? Claim Your ProfileCharles Coe is a financial advisor with over 28 years of experience in the financial services industry. Charles Coe is currently registered with Cetera Investment Advisers LLC in Illinois and Texas. Charles Coe is a Registered Investment Advisor, holding Series 63, 65, 7, and 24 licenses and has taken the SIE and Series 99TO examinations. He is experienced with financial planning, pension consulting, and portfolio management for both businesses and individuals. Charles Coe offers educational seminars and services in selecting other financial advisors. Charles Coe also has experience with insurance sales and auctions. Prior to his current role, Charles Coe has also held positions with First Allied Securities, Inc., and PaineWebber Incorporated.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
IL
11/12/2020 - Present
Cetera Investment Advisers LLC (NORTHBROOK IL)
IL
09/16/1999 - 09/08/2022
FIRST ALLIED SECURITIES, INC. (Northbrook IL)
NJ
09/17/1997 - 09/22/1999
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
NY
08/05/1994 - 09/24/1997
GUARDIAN INVESTOR SERVICES CORPORATION (NEW YORK NY)
IA
Issued 8/13/1997
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 6/15/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 4/22/2003
Series 51 - Municipal Fund Securities Principal Examination
BC
Issued 7/6/2000
Series 24 - General Securities Principal Examination
BC
Issued 1/2/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 5/17/1997
Series 7 - General Securities Representative Examination
BC
Issued 8/4/1994
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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