Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Charles? Claim Your ProfileCharles Longworth Craig is a securities professional with over 29 years of experience in the financial services industry. Charles has a broad range of experience across several firms, including J.P. Morgan Securities Inc, Labranche Financial Services, LLC, and Rafferty Capital Markets, LLC. Charles is currently registered with TP Icap Global Markets Americas LLC and is a member of FINRA and the New York Stock Exchange. Charles holds the Series 7, Series 55, Series 63, and Series 57TO licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
06/30/2023 - Present
TP Icap Global Markets Americas LLC (New York NY)
NY
01/30/2017 - 06/30/2023
TULLETT PREBON FINANCIAL SERVICES LLC (New York NY)
NY
08/03/2015 - 12/31/2016
NATIONAL SECURITIES CORPORATION (NEW YORK NY)
NY
10/15/2013 - 08/04/2015
GMP SECURITIES, LLC (NEW YORK NY)
NY
08/23/2010 - 03/18/2013
RAFFERTY CAPITAL MARKETS, LLC (NEW YORK NY)
NY
03/10/2009 - 08/25/2010
LABRANCHE FINANCIAL SERVICES, LLC (NEW YORK NY)
NY
10/26/1998 - 02/12/2009
J.P.MORGAN SECURITIES INC. (NEW YORK NY)
NY
07/11/2008 - 10/01/2008
J.P. MORGAN SECURITIES INC. (NEW YORK NY)
NY
08/22/1995 - 10/05/1998
H.J. MEYERS & CO., INC. (ROCHESTER NY)
NY
01/01/1995 - 03/02/1995
FAHNESTOCK & CO., INC. (NEW YORK NY)
NA
12/01/1992 - 01/01/1995
REICH & CO., INC.
NA
11/16/1992 - 12/01/1992
REICH & CO., INC.
BC
Issued 01/12/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/10/1999
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 11/14/1992
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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