Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Charles? Claim Your ProfileCharles Londa is a financial advisor with over 30 years of experience in the industry. Charles has held several positions at prominent firms, including Citigroup Global Markets Inc., J.P. Morgan Securities Inc., and Texas Commerce Brokerage Company. He is currently registered with Morgan Stanley in Texas and New Mexico. Charles is a Series 7, Series 63, Series 66, Series 24, Series 52TO, and Series 53 licensed professional. Charles specializes in financial planning, asset allocation advice, and portfolio management for individuals, businesses, and investment companies.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
TX
06/01/2009 - Present
Morgan Stanley (The Woodlands TX)
TX
08/06/2002 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (HOUSTON TX)
NY
05/31/2001 - 08/08/2002
J.P. MORGAN SECURITIES INC. (NEW YORK NY)
TX
09/14/1994 - 08/07/2002
J.P. MORGAN SECURITIES OF TEXAS, INC. (HOUSTON TX)
AL
06/06/1991 - 09/27/1994
COMPASS BROKERAGE, INC. (BIRMINGHAM AL)
TX
03/20/1990 - 03/27/1991
TEXAS COMMERCE BROKERAGE COMPANY (HOUSTON TX)
BOTH
Issued 05/05/2000
Series 66 - Uniform Combined State Law Examination
BC
Issued 02/15/1990
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 07/21/1997
Series 53 - Municipal Securities Principal Examination
BC
Issued 04/22/1997
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/07/2003
Series 3 - National Commodity Futures Examination
BC
Issued 03/17/1990
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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