Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Charles? Claim Your ProfileCharles Lloyd Nance is a financial professional with over 15 years of experience in the financial services industry. Charles currently holds a Series 6, 7 and 63 license and is associated with Vanguard Marketing Corp. He previously worked at Charles Schwab & Co., Inc., E*TRADE SECURITIES, INCORPORATED, FRANKLIN/TEMPLETON DISTRIBUTORS, INC., and PRINCOR FINANCIAL SERVICES CORPORATION.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
AZ
12/23/2020 - Present
Vanguard Marketing Corp. (SCOTTSDALE AZ)
AZ
04/02/2012 - 12/03/2019
CHARLES SCHWAB & CO., INC. (Phoenix AZ)
NJ
04/17/2001 - 07/24/2001
E*TRADE SECURITIES, INCORPORATED (JERSEY CITY NJ)
CA
01/24/1994 - 06/30/1998
FRANKLIN/TEMPLETON DISTRIBUTORS, INC. (SAN MATEO CA)
IA
04/13/1992 - 09/02/1992
PRINCOR FINANCIAL SERVICES CORPORATION (DES MOINES IA)
BC
Issued 04/06/2012
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 04/12/2002
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/30/2012
Series 7 - General Securities Representative Examination
BC
Issued 04/10/1992
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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