Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Charles? Claim Your ProfileCharles Llewellyn Sutton is a financial advisor with Cetera Investment Advisers LLC in Omaha, Nebraska. Charles has been in the financial industry since May 6, 2012. Charles has a Series 63, Series 66, Series 7, and SIE. Charles is registered with the states of Arizona, Florida, Illinois, Indiana, Iowa, Kansas, Michigan, Mississippi, Missouri, Nebraska, North Dakota, South Carolina, Texas and Washington. Charles is also registered as an investment advisor representative in Nebraska and Texas. Charles is also involved in the following other businesses: CO-OP Insurance, R.F. Brokerage, The Grand Cottage LLC, North Central DI, Project Harmony, and Leland Yacht Club. Charles has experience working with individuals, corporations, high-net-worth individuals, charitable organizations, pension and profit-sharing plans, and state or municipal government entities.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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NE
08/10/2023 - Present
Cetera Investment Advisers LLC (OMAHA NE)
NE
05/07/2012 - 08/10/2023
SECURIAN FINANCIAL SERVICES, INC. (OMAHA NE)
BOTH
Issued 10/17/2013
Series 66 - Uniform Combined State Law Examination
BC
Issued 6/4/2012
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 5/4/2012
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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