Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Charles? Claim Your ProfileCharles Linnane Brown is a financial advisor with ERG Securities (us) LLC in Norwalk, Connecticut. Charles is licensed to sell securities in California and Connecticut. Charles has been working in the financial services industry since 2009. Previously Charles worked at Finalis Securities LLC, Avalon Securities, LTD. and National Planning Corporation. Charles holds Series 7, 63, 65, SIE and 82TO licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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CT
03/29/2024 - Present
ERG Securities (us) LLC (Norwalk CT)
NY
04/14/2022 - 02/13/2024
FINALIS SECURITIES LLC (NEW YORK NY)
NY
05/14/2019 - 04/28/2022
AVALON SECURITIES, LTD. (NEW YORK NY)
CA
07/15/2009 - 11/06/2009
NATIONAL PLANNING CORPORATION (WALNUT CREEK CA)
BC
Issued 06/07/2019
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 04/28/2009
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/14/2019
Series 82TO - Limited Representative-Private Securities Offerings
BC
Issued 05/01/2019
SIE - Securities Industry Essentials Examination
BC
Issued 07/14/2009
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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