Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Charles? Claim Your ProfileCharles Lichtenstern is a financial professional with over 20 years of experience in the industry. Charles is currently registered with Pruco Securities, LLC, which is a financial firm with offices in Newark, NJ. Prior to joining Pruco Securities, LLC, Charles was previously employed by RAYMOND JAMES FINANCIAL SERVICES, INC. and EDWARD JONES. Charles is licensed to provide investment advice in Florida, New Jersey and Vermont.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
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Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Compensation from lpl enterprise, llc
1
2
FL
10/27/2021 - Present
Pruco Securities, LLC (TAMPA FL)
NJ
05/14/2004 - 09/08/2010
RAYMOND JAMES FINANCIAL SERVICES, INC. (SEA GIRT NJ)
MO
05/02/2000 - 05/17/2004
EDWARD JONES (ST. LOUIS MO)
BC
Issued 09/14/2020
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 07/17/2020
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/04/2021
Series 7TO - General Securities Representative Examination
BC
Issued 05/20/2020
SIE - Securities Industry Essentials Examination
BC
Issued 05/01/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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