Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Charles? Claim Your ProfileCharles Sowers is a financial advisor with over 30 years of experience in the financial services industry. He is currently a Registered Investment Advisor Representative for Capital Investment Advisory Services, LLC based in Raleigh, NC. Charles previously worked as a Registered Representative for Raymond James Financial Services, Inc. in Salisbury, NC, and prior to that he was employed by Wells Fargo Advisors, LLC. Charles specializes in providing financial planning, portfolio management, and pension consulting to individuals, businesses, and charitable organizations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
NC
06/20/2019 - Present
Capital Investment Advisory Services, LLC (SALISBURY NC)
NC
05/22/2015 - 06/21/2019
RAYMOND JAMES FINANCIAL SERVICES, INC. (SALISBURY NC)
NC
07/21/2010 - 05/27/2015
WELLS FARGO ADVISORS, LLC (SALISBURY NC)
NC
06/01/2009 - 07/29/2010
MORGAN STANLEY SMITH BARNEY (SALISBURY NC)
NC
07/31/1993 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (SALISBURY NC)
NY
09/26/1988 - 07/31/1993
LEHMAN BROTHERS INC. (NEW YORK NY)
NA
01/25/1984 - 09/28/1988
THE ROBINSON-HUMPHREY COMPANY INC.
IA
Issued 08/20/1991
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/27/1984
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/21/1984
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Charles Sowers is the right advisor for you? Invested Better is here to help.
