Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Charles? Claim Your ProfileCharles Lewis Hillis, is a financial professional with over 40 years of experience in the industry. Charles has worked for several well-known firms, including A.G. Edwards & Sons, Inc., Investec Inc., Legg Mason Wood Walker, Incorporated, Schroder Wertheim & Co. Incorporated, and Wells Fargo Clearing Services, LLC. Currently, Charles is a Registered Representative for Oppenheimer & Co. Inc. Charles has a strong track record in the financial industry, having earned his Series 3, 7, 8, 9, 10, 63, 66 and SIE licenses. Charles is also a Chartered Financial Analyst and is registered in Florida, Georgia, Massachusetts, Pennsylvania, and South Carolina. Charles has been a Managing Director of Hillis Partnership since 1990, a private investment firm. Charles's experience and expertise make him a valuable resource for clients seeking investment advice.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
1
2
PA
06/27/2018 - Present
Oppenheimer & Co. Inc. (JENKINTOWN PA)
PA
01/01/2008 - 07/03/2018
WELLS FARGO CLEARING SERVICES, LLC (PHILADELPHIA PA)
PA
01/28/2004 - 01/03/2008
A. G. EDWARDS & SONS, INC. (RADNOR PA)
NY
05/08/2000 - 02/26/2003
INVESTEC INC. (NEW YORK NY)
MD
10/17/1996 - 05/08/2000
LEGG MASON WOOD WALKER, INCORPORATED (BALTIMORE MD)
NY
03/05/1981 - 10/29/1996
SCHRODER WERTHEIM & CO. INCORPORATED (NEW YORK NY)
NA
05/19/1978 - 04/04/1981
KIDDER, PEABODY & CO. INCORPORATED
NA
04/01/1977 - 05/19/1978
KIDDER, PEABODY & CO., INCORPORATED
BOTH
Issued 01/07/2011
Series 66 - Uniform Combined State Law Examination
BC
Issued 04/27/1981
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/14/2007
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 05/01/2007
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/22/1992
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/01/2009
Series 3 - National Commodity Futures Examination
BC
Issued 08/15/1977
PC - AMEX Put and Call Exam
BC
Issued 03/19/1977
Series 7 - General Securities Representative Examination
BC
Issued 05/20/1970
Series 000 - General Securities Principal Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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