Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Charles? Claim Your ProfileCharles Leslie Wilfong is a registered representative with Wells Fargo Clearing Services, LLC, a firm headquartered in St. Louis, Missouri. Charles has been in the securities industry since 1981. Charles is licensed to provide investment advice in the states of North Carolina and Texas. The advisor specializes in providing investment advice to individuals, corporations, and charitable organizations. Charles Wilfong is registered with the Financial Industry Regulatory Authority (FINRA) as a Registered Representative (Series 7, Series 63, and Series 65).
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NC
07/31/2020 - Present
Wells Fargo Clearing Services, LLC (HIGH POINT NC)
NC
10/20/2000 - 06/15/2002
WACHOVIA SECURITIES, INC. (CHARLOTTE NC)
NJ
08/14/2000 - 11/06/2000
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
NY
09/23/1991 - 08/14/2000
J.C. BRADFORD & CO. (NEW YORK NY)
NY
08/25/1989 - 09/19/1991
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NY
11/17/1981 - 08/25/1989
THOMSON MCKINNON SECURITIES INC. (NEW YORK NY)
IA
Issued 02/24/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/17/1981
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/17/1981
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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