Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Charles? Claim Your ProfileCharles Leroy Butler is a financial advisor with over 20 years of experience in the industry. Charles is currently registered with Wells Fargo Clearing Services, LLC and previously worked with Stifel, Nicolaus & Company, Incorporated and B.C. Ziegler and Company. Charles holds Series 7, 63 and 66 securities licenses and has experience working with high net worth individuals, corporations, pension plans and charitable organizations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
WI
11/10/2022 - Present
Wells Fargo Clearing Services, LLC (APPLETON WI)
WI
03/16/2018 - 11/09/2022
STIFEL, NICOLAUS & COMPANY, INCORPORATED (APPLETON WI)
WI
10/26/2009 - 03/16/2018
B. C. ZIEGLER AND COMPANY (APPLETON WI)
WI
12/20/2006 - 10/19/2009
CHASE INVESTMENT SERVICES CORP. (OSHKOSH WI)
TX
06/05/2006 - 01/03/2007
COUNTRYWIDE INVESTMENT SERVICES, INC. (DALLAS TX)
IL
07/06/2005 - 06/15/2006
CHASE INVESTMENT SERVICES CORP. (CHICAGO IL)
IL
10/05/2004 - 07/06/2005
BANC ONE SECURITIES CORPORATION (CHICAGO IL)
MO
01/15/2003 - 09/07/2004
EDWARD JONES (ST. LOUIS MO)
BOTH
Issued 05/14/2007
Series 66 - Uniform Combined State Law Examination
BC
Issued 12/18/2002
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/25/2002
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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