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Charles Leonidas Mitsakos

Capital Client Group, Inc.

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About Charles Leonidas Mitsakos

Charles Leonidas Mitsakos is a financial advisor with over 30 years of experience in the industry. Charles is currently registered with Capital Client Group, Inc. and is a registered investment advisor in California. Prior to joining Capital Client Group, Inc., Charles worked with Pioneer Funds Distributor, Inc. and Sun Investment Services Company. Charles has a diverse set of professional credentials including the Series 6, 7, 26, 63, 65, and 66 securities licenses.

Firm Information

Charles Mitsakos is currently registered with Capital Client Group, Inc.. Capital Client Group, Inc. is a corporation established in 1972 and headquartered in Los Angeles, California. The firm provides various investment advisory services, including recommending affiliate as an investment advisor of SMA assets. They primarily serve corporations, individuals, insurance companies, investment companies, and other investment advisors. The firm is registered with the SEC and in 53 states.
Capital Client Group, Inc.

333 SOUTH HOPE STREET

LOS ANGELES, CA 90071-1406

Not reported

Assets Under Management

Not reported

Total Clients

619

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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recommending affiliate as investment adviser of sma assets

Recommending affiliate as investment adviser of sma assets

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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other

As agreed upon in a manner that covers registrant's costs

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Charles Mitsakos’s Registration & Firm History

CA

01/07/2014 - Present

Capital Client Group, Inc. (LOS ANGELES CA)

MA

11/27/1992 - 03/07/2005

PIONEER FUNDS DISTRIBUTOR, INC. (BOSTON MA)

MA

11/27/1992 - 01/22/1993

SUN INVESTMENT SERVICES COMPANY (WELLESLEY HILLS MA)

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Licenses & Designations

IA

Issued 01/07/2014

Series 65 - Uniform Investment Adviser Law Examination

BOTH

Issued 10/25/2004

Series 66 - Uniform Combined State Law Examination

BC

Issued 02/02/1993

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 04/22/2005

Series 26 - Investment Company Products/Variable Contracts Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/21/1994

Series 7 - General Securities Representative Examination

BC

Issued 11/23/1992

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Charles Leonidas Mitsakos.
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