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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Charles? Claim Your ProfileCharles Leonard Bloom is a financial advisor with over 50 years of experience. Currently, Charles is registered with Morgan Stanley, providing investment advice to individuals and businesses. Prior to joining Morgan Stanley, Charles was with Citigroup Global Markets Inc., Schroder & Co. Inc., Smith Barney, Harris Upham & Co., Incorporated, and Drexel Burnham Lambert Incorporated.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
NY
05/14/2020 - Present
Morgan Stanley (New York NY)
NY
05/27/2000 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
NY
02/28/1992 - 05/27/2000
SCHRODER & CO. INC. (NEW YORK NY)
NY
05/22/1989 - 03/12/1992
SMITH BARNEY, HARRIS UPHAM & CO., INCORPORATED (NEW YORK NY)
NA
05/31/1984 - 05/22/1989
DREXEL BURNHAM LAMBERT INCORPORATED
NA
10/01/1969 - 08/17/1984
A.G. BECKER PARIBAS INCORPORATED
BC
Issued 06/27/1979
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/01/1983
Series 3 - National Commodity Futures Examination
BC
Issued 12/02/1982
Series 5 - Interest Rate Options Examination
BC
Issued 09/16/1977
PC - AMEX Put and Call Exam
BC
Issued 10/01/1969
Series 000 - General Securities Principal Examination
BC
Issued 03/28/1969
Series 1 - Registered Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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