Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Charles? Claim Your ProfileCharles Fuller has been in the financial industry since August 2006. Charles Fuller is currently registered with LPL Financial LLC. Charles Fuller has held previous registrations with M&T Securities, Inc., LPL Financial LLC, Raymond James Financial Services, Inc., and SunTrust Investment Services, Inc.. Charles Fuller has passed the Uniform Combined State Law Examination, the Securities Industry Essentials Examination, and the General Securities Representative Examination. Charles Fuller is currently registered with the state of Maryland as a broker-dealer and investment adviser. Charles Fuller is also registered with the state of Florida as a broker-dealer. Charles Fuller has experience working with high-net-worth individuals, corporations, individuals other than high-net-worth, pension and profit-sharing plans, charitable organizations, and investment clubs.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MD
01/06/2024 - Present
LPL Financial LLC (ELLICOTT CITY MD)
MD
04/12/2019 - 06/09/2021
M&T SECURITIES, INC. (ELLICOTT CITY MD)
MD
10/30/2018 - 02/11/2019
LPL FINANCIAL LLC (CATONSVILLE MD)
MD
07/11/2018 - 11/01/2018
RAYMOND JAMES FINANCIAL SERVICES, INC. (CATONSVILLE MD)
MD
06/28/2006 - 07/05/2018
SUNTRUST INVESTMENT SERVICES, INC. (COLUMBIA MD)
BOTH
Issued 09/30/2006
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/27/2006
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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