Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Charles? Claim Your ProfileCharles Evans is a financial advisor with over 40 years of experience in the financial industry. Charles is currently registered with Prospera Financial Services, Inc. and has also been previously registered with a number of other firms including WELLS FARGO ADVISORS, LLC, RBC CAPITAL MARKETS, LLC, MORGAN STANLEY DW INC., PAINEWEBBER INCORPORATED and DEAN WITTER & CO. INCORPORATED. Charles offers a wide range of financial services, including financial planning, portfolio management, and pension consulting. Charles is dedicated to helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
Percentage of assets under review
1
2
TX
07/28/2014 - Present
Prospera Financial Services, Inc. (DALLAS TX)
TX
05/16/2014 - 08/06/2014
WELLS FARGO ADVISORS, LLC (PLANO TX)
TX
08/30/2002 - 06/06/2014
RBC CAPITAL MARKETS, LLC (PLANO TX)
NY
04/19/1994 - 09/06/2002
MORGAN STANLEY DW INC. (PURCHASE NY)
NJ
08/23/1983 - 06/06/1994
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
NA
02/24/1978 - 09/16/1983
DEAN WITTER REYNOLDS INC.
NA
12/01/1976 - 02/24/1978
DEAN WITTER & CO. INCORPORATED
NA
02/10/1970 - 03/09/1973
UNDERWOOD, NEUHAUS & CO., INCORPORATED
BC
Issued 03/14/1988
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/10/1988
PC - AMEX Put and Call Exam
BC
Issued 12/03/1968
Series 1 - Registered Representative Examination
Active
Inactive
F
FINRA
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