Unclaimed
Charles Gehring is an investment advisor with Invesco Distributors, Inc., based in Atlanta, Georgia. Charles has been working in the securities industry since 2001. Charles has passed several industry exams including Series 7, Series 63, Series 55, Series 4 and SIE. In addition, Charles has been registered with FINRA since 2012 and is registered in Georgia. Charles previously held positions at LEGEND SECURITIES, INC. and J.P. TURNER & COMPANY, L.L.C. Prior to that Charles was registered with RBC DAIN RAUSCHER INC. in New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
GA
06/12/2012 - Present
Invesco Distributors, Inc. (ATLANTA GA)
GA
06/06/2011 - 06/07/2012
LEGEND SECURITIES, INC. (ATLANTA GA)
GA
10/07/2003 - 06/14/2011
J.P. TURNER & COMPANY, L.L.C. (ATLANTA GA)
NY
06/06/2000 - 01/06/2003
RBC DAIN RAUSCHER INC. (NEW YORK NY)
BC
Issued 05/30/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/16/2000
Series 4 - Registered Options Principal Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/09/2004
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 04/12/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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