Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Charles? Claim Your ProfileCharles Lembo is a financial professional with over 25 years of experience in the industry. Charles is currently registered with Prudential Annuities Distributors, Inc. Charles is a Series 6, SIE and Series 63 licensed professional. Charles has previously been registered with American Skandia Marketing, Inc., Park Avenue Securities LLC, MetLife Securities Inc. and Metropolitan Life Insurance Company. Charles is registered in Connecticut, Minnesota and Wisconsin.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CT
02/09/2006 - Present
Prudential Annuities Distributors, Inc. (SHELTON CT)
CT
03/14/2005 - 12/31/2005
AMERICAN SKANDIA MARKETING, INC. (SHELTON CT)
NY
01/02/2004 - 03/01/2005
PARK AVENUE SECURITIES LLC (NEW YORK NY)
MA
07/18/1997 - 12/15/2003
METLIFE SECURITIES INC. (SPRINGFIELD MA)
NY
07/18/1997 - 12/15/2003
METROPOLITAN LIFE INSURANCE COMPANY (NEW YORK NY)
BC
Issued 08/21/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/17/1997
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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