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Charles Lejon Gordon

Charles Schwab & CO., Inc.

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About Charles Lejon Gordon

Charles Lejon Gordon is an experienced financial advisor with a strong background in the industry. Charles has held various positions at prominent firms, including TD Ameritrade, NYLIFE Securities, and AXA Advisors. Charles holds multiple licenses, including Series 7, Series 6, and Series 63. Charles currently works for Charles Schwab & CO., Inc.

Firm Information

Charles Gordon is currently registered with Charles Schwab & CO., Inc.. Charles Schwab & CO., Inc. is a Corporation formed in April 1971, headquartered in San Francisco, California. The firm offers a range of advisory services including financial planning, selection of other advisors, and wrap fee programs. They have a broad client base including individuals, corporations, and other institutions. The firm manages over $50 billion in assets and operates in all 50 states and territories.
Charles Schwab & CO., Inc.

211 MAIN STREET

SAN FRANCISCO, CA 94105

Not reported

Assets Under Management

919,128

Total Clients

10,627

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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wrap fee program sponsor and financial planning advisor referral program

Wrap fee program sponsor and financial planning advisor referral program

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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other

Asset based fees for wrap pgrms & subsc pricing for fin planning

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Charles Gordon’s Registration & Firm History

AZ

03/29/2023 - Present

Charles Schwab & CO., Inc. (Phoenix AZ)

TX

02/03/2019 - 12/31/2023

TD AMERITRADE CLEARING, INC. (Westlake TX)

TX

02/05/2018 - 02/05/2019

TD AMERITRADE, INC. (Southlake TX)

TX

05/23/2017 - 01/31/2018

NYLIFE SECURITIES LLC (HOUSTON TX)

TX

04/13/2015 - 10/06/2016

AXA ADVISORS, LLC (HOUSTON TX)

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Licenses & Designations

BC

Issued 06/16/2016

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/14/2016

Series 7 - General Securities Representative Examination

BC

Issued 04/12/2015

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There is public disclosure for Charles Lejon Gordon. Review regulatory record here.
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