Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Charles? Claim Your ProfileCharles Booth is a registered representative with Fidelity Brokerage Services LLC, with over 27 years of experience in the financial services industry. Charles has a broad range of certifications, including Series 3, 4, 7, 63, and 66, as well as the SIE exam. Charles is licensed to conduct business in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands. Charles has been registered with Fidelity Brokerage Services LLC since July 22, 1996, and has been active in the securities industry since July 21, 1996.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
TX
07/22/1996 - Present
Fidelity Brokerage Services LLC (SOUTHLAKE TX)
BOTH
Issued 03/12/2001
Series 66 - Uniform Combined State Law Examination
BC
Issued 12/07/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/08/2008
Series 4 - Registered Options Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/24/2007
Series 3 - National Commodity Futures Examination
BC
Issued 11/27/1995
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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