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Charles Lee

Bankers Life Advisory Services, Inc.

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About Charles Lee

Charles Lee has been a registered investment advisor since 2005. Charles works for Bankers Life Advisory Services, Inc. Charles is registered in 10 states and specializes in retirement planning, life insurance, long-term care insurance and annuities. Charles also works as an agent for Bankers Life & Casualty Company. Charles' experience includes time at ProEquities, Inc., BANC OF AMERICA INVESTMENT SERVICES, INC. and MORGAN STANLEY DW INC.

Firm Information

Charles Lee is currently registered with Bankers Life Advisory Services, Inc.. Bankers Life Advisory Services, Inc. is a Chicago, IL-based investment advisor with approximately $1 billion - $10 billion in assets under management. The firm provides financial planning, educational seminars, and portfolio management for individuals and pension and profit-sharing plans. They also offer selection of other advisors and participate in wrap fee programs.
Bankers Life Advisory Services, Inc.

303 E. WACKER DRIVE

CHICAGO, IL 60601

$1.49B

Assets Under Management

Not reported

Total Clients

409

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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other

Non-discretionary investment consulting services

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Charles Lee’s Registration & Firm History

CT

11/21/2016 - Present

Bankers Life Advisory Services, Inc. (Farmington CT)

CT

07/12/2010 - 05/26/2016

PROEQUITIES, INC. (FARMINGTON CT)

CT

07/25/2005 - 07/02/2008

BANC OF AMERICA INVESTMENT SERVICES, INC. (WEST HARTFORD CT)

NY

09/09/2003 - 06/20/2005

MORGAN STANLEY DW INC. (PURCHASE NY)

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Licenses & Designations

BOTH

Issued 10/08/2003

Series 66 - Uniform Combined State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 12/12/2003

Series 31 - Futures Managed Funds Examination

BC

Issued 09/08/2003

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are 3 public disclosures for Charles Lee. Review regulatory record here.
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