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Charles Lawrence Arnold

Ideas IN Finance

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About Charles Lawrence Arnold

Charles Arnold is a Registered Investment Advisor Representative with Ideas in Finance, based in BOCA RATON, FL. Charles is a highly experienced financial professional with over three decades of experience in the financial services industry. Before joining Ideas in Finance, Charles was employed at WELLS FARGO ADVISORS, LLC, and previously worked at Prudential Securities Incorporated and Thomson McKinnon Securities Inc. Charles holds multiple licenses, including Series 65, 63, 8, 7 and 1.

Firm Information

Charles Arnold is currently registered with Ideas IN Finance. Ideas IN Finance is an investment advisor registered with the SEC that offers a range of services including financial planning, portfolio management for individuals and selection of other advisors. They manage approximately $44.3 million in assets for 110 clients, including 55 high-net-worth individuals and 55 individuals other than high-net-worth.

$44.28M

Assets Under Management

Not reported

Total Clients

2

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Charles Arnold’s Registration & Firm History

FL

01/01/2025 - Present

Ideas IN Finance (BOCA RATON FL)

FL

07/01/2003 - 04/03/2013

WELLS FARGO ADVISORS, LLC (BOCA RATON FL)

NY

09/15/1989 - 07/01/2003

PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)

NY

11/16/1979 - 09/15/1989

THOMSON MCKINNON SECURITIES INC. (NEW YORK NY)

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Licenses & Designations

IA

Issued 12/10/1992

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 12/05/1983

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 06/07/1999

Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)

BC

Issued 02/17/1979

Series 7 - General Securities Representative Examination

BC

Issued 10/27/1978

Series 1 - Registered Representative Examination

State Registrations

Active

Inactive

SRO Registrations

Disclosures

There are no public disclosures for Charles Lawrence Arnold.
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