Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Charles? Claim Your ProfileCharles Peebles is a registered representative with Raymond James & Associates, Inc. with an active BC scope. Charles has been in the industry since 1987 and has held previous positions at firms such as MORGAN KEEGAN & COMPANY, INC. and CAMBRIDGE PARTNERS, L.L.C. Charles is licensed in Tennessee and has passed the Series 3, Series 7, Series 24 and SIE exams. Charles specializes in the areas of investment companies, pension and profit sharing plans, and corporations or other businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
TN
04/02/2012 - Present
Raymond James & Associates, Inc. (MEMPHIS TN)
TN
09/21/1998 - 03/14/2013
MORGAN KEEGAN & COMPANY, INC. (MEMPHIS TN)
NA
06/21/1995 - 02/04/1998
CAMBRIDGE PARTNERS, L.L.C.
NY
07/15/1991 - 11/23/1994
CS FIRST BOSTON CORPORATION (NEW YORK NY)
NY
07/21/1989 - 08/19/1991
SMITH BARNEY, HARRIS UPHAM & CO., INCORPORATED (NEW YORK NY)
NY
05/14/1988 - 07/10/1989
SHEARSON LEHMAN HUTTON INC. (NEW YORK NY)
NA
11/19/1985 - 05/14/1988
E. F. HUTTON & COMPANY INC
BC
Issued 03/28/1990
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/24/1995
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/28/1992
Series 3 - National Commodity Futures Examination
BC
Issued 11/16/1985
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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