Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Charles? Claim Your ProfileCharles Larkin is an active investment advisor representative with Oppenheimer & Co. Inc. located in New York, NY. Charles has been in the financial services industry since 2020. Charles previously worked at Wedbush Securities Inc. and The Benchmark Company, LLC. Charles has passed the Series 63, Series 16, Series 87, Series 86, Series 7TO and SIE exams. Charles is registered with the state of New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
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2
NY
03/29/2022 - Present
Oppenheimer & Co. Inc. (NEW YORK NY)
NY
12/16/2020 - 03/14/2022
WEDBUSH SECURITIES INC. (New York NY)
NY
08/01/2020 - 12/15/2020
THE BENCHMARK COMPANY, LLC (NEW YORK NY)
BC
Issued 04/02/2022
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/19/2021
Series 16 - NYSE Supervisory Analyst Examination
BC
Issued 11/14/2020
Series 87 - Research Analyst Exam - Part II Regulations Module
BC
Issued 10/17/2020
Series 86 - Research Analyst Exam - Part I Analysis Module
BC
Issued 08/01/2020
Series 7TO - General Securities Representative Examination
BC
Issued 02/29/2020
SIE - Securities Industry Essentials Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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