Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Charles? Claim Your ProfileCharles Healy is a financial professional with over 20 years of experience in the industry. Charles has a strong background in investment banking and securities. Charles currently works at Ba Securities, LLC, where he has been since 2023. Previously, Charles was a Registered Representative at Bridge Capital Associates, Inc., in Atlanta, Georgia. Prior to that Charles worked at Fourbridges Securities, LLC in Chattanooga, Tennessee. Charles has a broad range of knowledge in the securities industry. Charles holds Series 7, 62, 63, and 79 licenses and a Series 66 license. Charles is licensed in both Georgia and Pennsylvania.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
PA
12/04/2023 - Present
BA Securities, LLC (W. CONSHOHOCKEN PA)
GA
01/19/2017 - 12/07/2023
BRIDGE CAPITAL ASSOCIATES, INC. (Atlanta GA)
TN
04/19/2011 - 12/31/2016
FOURBRIDGES SECURITIES, LLC (CHATTANOOGA TN)
TN
04/12/2011 - 04/20/2011
BROWN ASSOCIATES, INC. (CHATTANOOGA TN)
WI
09/22/1999 - 04/20/2000
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (MILWAUKEE WI)
NY
10/23/1998 - 06/30/1999
SALOMON SMITH BARNEY INC. (NEW YORK NY)
BC
Issued 05/12/2011
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/09/2014
Series 79 - Investment Banking Registered Representative Examination
BC
Issued 04/11/2011
Series 62 - Corporate Securities Limited Representative Examination
BC
Issued 10/22/1998
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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