Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Charles? Claim Your ProfileCharles Langdon Bailey has been in the financial services industry since 1989. Charles currently works at Janney Montgomery Scott LLC, a firm that manages assets of between $1 billion and $10 billion for 2265 clients. Charles has held prior positions at Herbert J. Sims & Co. Inc., Drexel Burnham Lambert Incorporated, and Paine Webber Incorporated. Charles is registered with both the Securities and Exchange Commission and FINRA. Charles holds Series 63, 65, and 7 licenses. He is registered to provide investment advice in 24 states and is licensed to provide broker-dealer services in 27 states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fee plus commission
1
2
CT
10/06/2020 - Present
Janney Montgomery Scott LLC (FAIRFIELD CT)
CT
02/27/1992 - 10/25/1994
HERBERT J. SIMS & CO. INC. (FAIRFIELD CT)
NA
02/25/1988 - 01/10/1989
DREXEL BURNHAM LAMBERT INCORPORATED
NA
07/23/1986 - 02/29/1988
PAINEWEBBER INCORPORATED
IA
Issued 03/06/2003
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/28/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/26/1992
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Charles Bailey is the right advisor for you? Invested Better is here to help.
