Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Charles? Claim Your ProfileCharles L. Shereff has been in the financial services industry since 1990. Charles is currently registered with J.p. Morgan Securities LLC and is licensed in 23 states. Charles has previously been employed by Chase Investment Services Corp., Liberty Securities Corporation, Invest Financial Corporation, Marketing One Securities, Inc., MetLife Securities Inc. and Metropolitan Life Insurance Company. Charles has passed Series 6, 7, 24, 63 and 65 exams and has a strong background in portfolio management for businesses and individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
1
2
NY
12/14/2023 - Present
J.p. Morgan Securities LLC (KEW GARDENS NY)
NY
11/13/1998 - 10/01/2012
CHASE INVESTMENT SERVICES CORP. (FOREST HILLS NY)
NY
10/01/1998 - 11/19/1998
LIBERTY SECURITIES CORPORATION (PURCHASE NY)
WI
01/03/1995 - 10/07/1998
INVEST FINANCIAL CORPORATION (APPLETON WI)
OR
10/08/1992 - 12/31/1994
MARKETING ONE SECURITIES, INC. (PORTLAND OR)
MA
04/04/1989 - 05/10/1991
METLIFE SECURITIES INC. (SPRINGFIELD MA)
NY
04/04/1989 - 05/10/1991
METROPOLITAN LIFE INSURANCE COMPANY (NEW YORK NY)
IA
Issued 10/09/2002
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/23/1989
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/16/1998
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/14/1993
Series 7 - General Securities Representative Examination
BC
Issued 03/23/1989
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe C2 Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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