Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Charles? Claim Your ProfileCharles Cutshall is a financial advisor with Merrill Lynch, Pierce, Fenner & Smith Inc. Charles has been in the industry since August 1997. Charles has an active Series 63 and Series 65 licenses. Charles also holds a Series 7, Series 9, Series 10 and SIE. Charles is registered with the following states: Arizona, California, Colorado, Connecticut, Delaware, Florida, Georgia, Illinois, Iowa, Kansas, Maryland, Massachusetts, Michigan, Minnesota, Missouri, New Hampshire, New Jersey, New York, North Carolina, Ohio, Oregon, Pennsylvania, South Carolina, Texas, Vermont, Virgin Islands, Virginia, Washington, and Wisconsin. Charles specializes in retirement planning, college savings, insurance, estate planning, and investments. Charles is a registered representative and investment advisor representative. Charles is committed to providing clients with personalized financial advice and guidance to help them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
PA
07/24/2015 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (WAYNE PA)
IA
Issued 8/22/1997
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 8/8/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 9/10/2015
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 8/19/2015
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 8/4/1997
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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