Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Charles? Claim Your ProfileCharles Kirkland Davis is a financial advisor based in Dallas, Texas. Charles is registered with Citigroup Global Markets Inc., and has been with the firm since 2010. Charles previously worked at DEUTSCHE BANK SECURITIES INC., MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED, HOWARD, WEIL, LABOUISSE, FRIEDRICHS INC., ROTAN MOSLE INC., and RAUSCHER PIERCE REFSNES, INC. Charles holds licenses for Series 63, 8, 7, and SIE exams. The advisor is active in both Broker-Dealer and Investment Advisor capacities and has a history of working with individuals, corporations, and various institutional clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
TX
07/10/2013 - Present
Citigroup Global Markets Inc. (DALLAS TX)
TX
08/11/2008 - 07/01/2010
DEUTSCHE BANK SECURITIES INC. (DALLAS TX)
NY
03/31/1989 - 01/17/2008
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NA
11/13/1987 - 02/25/1989
HOWARD, WEIL, LABOUISSE, FRIEDRICHS INC.
NA
09/25/1984 - 11/03/1987
ROTAN MOSLE INC.
NA
10/20/1982 - 09/21/1984
RAUSCHER PIERCE REFSNES, INC.
BC
Issued 09/17/1982
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/29/1988
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/16/1982
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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