Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Charles? Claim Your ProfileCharles Sherburne is a financial advisor with over 20 years of experience in the financial services industry. Currently, Charles is registered with Zacks Investment Management, Inc. as a Registered Representative and Investment Advisor Representative. Previously, Charles was registered with firms such as Ameriprise Financial Services, Inc., Merrill Lynch, Pierce, Fenner & Smith Incorporated, Banc of America Investment Services, Inc., LaSalle Financial Services, Inc., Nuveen Investments, LLC, Liberty Funds Distributor, Inc., and MML Investors Services, Inc. Charles holds the following licenses: Series 6, 7, 63 and 65. Charles holds the Series 7, 63, and 65 licenses as well as the Securities Industry Essentials (SIE) exam. Charles is also a specialist in a variety of areas, including portfolio management for individuals, businesses, investment companies and pooled investment vehicles.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Creates and manages quantitative investment models that are licensed to sponsors of uits and etfs
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
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2
IL
05/18/2017 - Present
Zacks Investment Management, Inc. (CHICAGO IL)
IL
03/12/2013 - 01/06/2017
AMERIPRISE FINANCIAL SERVICES, INC. (BURR RIDGE IL)
IL
10/23/2009 - 10/06/2011
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (OAK BROOK IL)
IL
10/24/2008 - 10/23/2009
BANC OF AMERICA INVESTMENT SERVICES, INC. (NAPERVILLE IL)
IL
06/21/2006 - 10/24/2008
LASALLE FINANCIAL SERVICES, INC. (CHICAGO IL)
IL
11/18/1999 - 04/11/2006
NUVEEN INVESTMENTS, LLC (CHICAGO IL)
MA
03/09/1998 - 10/18/1999
LIBERTY FUNDS DISTRIBUTOR, INC. (BOSTON MA)
MA
07/07/1997 - 01/28/1998
MML INVESTORS SERVICES, INC. (SPRINGFIELD MA)
IA
Issued 06/08/2001
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/09/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/06/2017
SIE - Securities Industry Essentials Examination
BC
Issued 01/07/2000
Series 7 - General Securities Representative Examination
BC
Issued 07/03/1997
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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