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Charles Kennedy poe Fratt

A.g.p. / Alliance Global Partners

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About Charles Kennedy poe Fratt

Charles Kennedy poe Fratt is an Investment Advisor Representative for A.g.p. / Alliance Global Partners. Charles has been in the industry since 1999 and is registered in Missouri. Charles has been with A.g.p. / Alliance Global Partners since 2022. Charles has worked for a number of firms, including Noble Capital Markets, Inc., D.A. Davidson & Co., Stifel, Nicolaus & Company, Incorporated, A. G. Edwards & Sons, Inc., BT Alex. Brown Incorporated, Smith Barney Inc., and Shearson Lehman Brothers Inc. Charles specializes in the following: Portfolio management for individuals, Portfolio management for businesses, Portfolio management for pooled investment vehicles, and Selection of other advisors.

Firm Information

Charles Fratt is currently registered with A.g.p. / Alliance Global Partners. A.g.p. / Alliance Global Partners is a Limited Liability Company with a main office in Westport, Connecticut, and has been operating since July 2022. The firm has over 238 registered representatives and manages over $1.6 billion in regulatory assets. A.g.p. / Alliance Global Partners provides a variety of advisory services, including financial planning, portfolio management for individuals and businesses, selection of other advisors, and portfolio management for pooled investment vehicles. They cater to a diverse range of clients, including individuals, high-net-worth individuals, businesses, corporations, and charitable organizations.
A.g.p. / Alliance Global Partners

88 POST ROAD WEST

WESTPORT, CT 06880

$1.69B

Assets Under Management

Not reported

Total Clients

175

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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other

Sub-adviser of pooled investment vehicle charges a performance f

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Charles Fratt’s Registration & Firm History

NY

04/05/2022 - Present

A.g.p. / Alliance Global Partners (New York NY)

MO

09/29/2017 - 04/07/2022

NOBLE CAPITAL MARKETS, INC. (St. Louis MO)

WA

02/27/2015 - 07/06/2017

D.A. DAVIDSON & CO. (SEATTLE WA)

MO

12/03/2007 - 09/03/2008

STIFEL, NICOLAUS & COMPANY, INCORPORATED (FRONTENAC MO)

MO

07/27/1999 - 12/03/2007

A. G. EDWARDS & SONS, INC. (ST. LOUIS MO)

MD

07/25/1996 - 12/03/1998

BT ALEX. BROWN INCORPORATED (BALTIMORE MD)

NY

02/28/1995 - 07/08/1996

SMITH BARNEY INC. (NEW YORK NY)

NA

02/19/1986 - 11/12/1987

SHEARSON LEHMAN BROTHERS INC.

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Licenses & Designations

BC

Issued 03/12/2015

Series 63 - Uniform Securities Agent State Law Examination

IA

Issued 12/11/2007

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 04/01/2015

Series 86 - Research Analyst Exam - Part I Analysis Module

BC

Issued 03/30/2015

Series 87 - Research Analyst Exam - Part II Regulations Module

BC

Issued 02/27/2015

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Charles Kennedy poe Fratt.
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