Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Charles? Claim Your ProfileCharles Sauberan is a financial advisor registered with Commonwealth Financial Network. Charles has been in the financial industry for over 35 years. Charles holds Series 7, 6, 22, 63 and 24 licenses. Charles is a Certified Financial Planner. In addition to financial advisory services, Charles offers asset management and financial planning services through Sauberan & Company LLC. Charles is also registered with the state of New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NY
08/02/2024 - Present
Commonwealth Financial Network (Orchard Park NY)
AZ
03/05/1991 - 10/02/2003
ROYAL ALLIANCE ASSOCIATES, INC. (SCOTTSDALE AZ)
PA
05/27/1987 - 03/11/1991
CIGNA SECURITIES, INC. (RADNOR PA)
BC
Issued 05/21/1987
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/20/1992
Series 24 - General Securities Principal Examination
BC
Issued 10/29/1991
Series 7 - General Securities Representative Examination
BC
Issued 06/08/1987
Series 22 - Direct Participation Programs Representative Examination
BC
Issued 05/22/1987
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
Not sure Charles Sauberan is the right advisor for you? Invested Better is here to help.
