Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Charles? Claim Your ProfileCharles Chan is an Investment Advisor Representative with Avantax Advisory Services. Charles is a Registered Representative with over 26 years of experience in the financial industry. He holds a Series 63 license, Series 7 license, and a Series 65 license. Charles is registered with the state of Kentucky and 13 other states. Charles is a resident of Lexington, Kentucky and has worked with Avantax Investment Services, Inc. for over 26 years. Charles has also been working with Avantax Insurance Agency, LLC. since August 1998. Charles is also a Notary Public and offers tax preparation services through Chan Tax & Financial Services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Solicitor referral services to third-party investment managers; participant enrollment meetings
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Solicitor fees
1
2
KY
07/29/2024 - Present
Avantax Advisory Services (LEXINGTON KY)
IA
Issued 07/29/2024
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/12/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/25/1997
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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